Audit Executive

*Department Internal Audit*

 *Location: Mumbai- Andheri _ Marol*

 *Employment Type*

*Trainee - NAPS*

Company Overview : ( Template attached) Role Objective

The Internal Audit Executive – Trainee will support the Internal Audit function by assisting in audit execution, process reviews, control testing, documentation, and compliance activities across NBFC/NBFS operations. This role is designed to build strong fundamentals in audit, risk, controls, and regulatory compliance, while supporting the organization’s Gender Diversity & Inclusive Hiring initiative.

*Key Responsibilities*

*Internal Audit & Process Review*

• Assist in execution of internal audits as per approved audit plans

• Support review of operational, financial, and compliance processes

• Perform basic control testing and walkthroughs under supervision

• Identify gaps, observations, and improvement opportunities

*Compliance & Risk Support*

• Assist in monitoring compliance with RBI guidelines, internal policies, and SOPs

• Support maintenance of audit checklists, compliance trackers, and risk registers

• Assist in follow-up of audit observations and closure tracking

*Documentation & Reporting*

• Prepare working papers, audit documentation, and evidence records

• Support drafting of audit observations and reports

• Maintain proper documentation for audits and reviews

Coordination & Stakeholder Interaction

• Coordinate with Operations, Finance, Credit, IT, and Compliance teams

• Support information collection and clarification during audits

• Ensure timely communication and audit deliverables

*Learning & Development (Trainee Role)*

• Learn NBFC/NBFS business processes, audit methodologies, and control frameworks

• Participate in structured training on audit, risk, and compliance

• Gradually handle independent audit tasks under guidance

*Education*

Graduate in Commerce, Accounting, Finance, Business Administration, or related discipline

*Compensation & Benefits*

• Stipend amount 13500 from Ecofy + 1500 DBT ( Govt )

• Structured training and mentoring support

• Career growth opportunities into Internal Auditor / Risk & Compliance roles

• Inclusive workplace policies and equal opportunity employment