Compliance Auditor - KYC/ AML

About the RoleWe are looking for a detail-oriented Compliance Auditor to join our team in Pune. The ideal candidate will have experience in audit, compliance, or CA Articleship and possess a good understanding of Loan/Lending operations, KYC, and regulatory compliance.

Key Responsibilities·        Conduct compliance audits of Loan Service Provider (LSP) processes.

·        Review loan files and customer documentation for completeness and compliance.

·        Verify KYC documents and ensure adherence to KYC/AML guidelines.

·        Audit lending operations for policy and regulatory compliance.

·        Identify compliance risks and process gaps.

·        Prepare audit reports and track closure of observations.

·        Maintain audit records and coordinate with stakeholders.

·        Stay updated on regulatory changes.

Eligibility Criteria·        Bachelor's degree in Commerce, Finance, Accounting, Business Administration, or related field.

·        6 months to 2 years of experience in Audit, Compliance, Internal Audit, Articleship, or Lending Operations.

·        CA Articleship candidates are encouraged to apply.

·        Exposure to Banking, NBFC, FinTech, Loan Processing, or KYC preferred.

Required Skills·        Knowledge of KYC, AML, and lending compliance.

·        Understanding of audit methodologies and internal controls.

·        Strong analytical and documentation skills.

·        MS Excel and MS Office proficiency.

·        Good communication and attention to detail.