Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM
Tata Capital Finance Ltd
Work from Office
Full Time
Min. 5 yearsJob Description
Manager - Compliance & Audit - CAD - Developer Finance - Credit - Mumbai - Lodha (I-Think Techno Campus) - JM
Job Purpose
• Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.
Responsibilities
Core Responsibilities:
Compliance Management
• Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.
• Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.
• Review developer finance transactions, disbursements, and documentation for compliance completeness.
• Identify compliance gaps and drive corrective and preventive actions.
• Maintain compliance trackers, audit observations, and closure reports.
Audit & Control Assurance
• Plan and execute periodic audits of developer finance processes and controls.
• Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.
• Conduct risk-based reviews and process audits to identify control weaknesses.
• Track audit findings and ensure timely implementation of remediation plans.
• Prepare audit reports and present findings to management.
Risk Management
• Assess operational, financial, and compliance risks within developer finance processes.
• Develop and implement risk mitigation strategies.
• Ensure adequate controls are established for new processes, products, and regulatory requirements.
• Monitor key risk indicators and report exceptions.
Documentation & Governance
• Review and validate legal, financial, and operational documentation related to developer financing.
• Maintain records required for audits, inspections, and regulatory reviews.
Job Qualifications
Graduate : Yes
Masters/Postgraduate: Yes
Job role
Job requirements
About company
Similar jobs you can apply for
Accounts / FinanceNanny
Kalpvrriksh
Field JobFull TimeAny experience
No English Required
Home Loan Associate
Loan Bazaar Financial Services Private LimitedWork from OfficeFull TimeMin. 6 monthsBasic English
Telesales Executive
Career Junction 1Work from OfficeFull TimeMin. 6 monthsGood (Intermediate / Advanced) EnglishExport Documentation Manager
De Molen ExportsWork from OfficeFull TimeMin. 5 yearsGood (Intermediate / Advanced) EnglishSenior Staff Nurse
Metropol Multispeciality HospitalWork from OfficeFull TimeAny experienceBasic English
Senior Tele Caller
Platinumone Business Services LimitedWork from OfficeFull TimeMin. 6 monthsGood (Intermediate / Advanced) EnglishYou can expect a minimum salary of 0 INR. The salary offered will depend on your skills, experience and performance in the interview.
The candidate should have completed the required education and people who have 5 to 31 years are eligible to apply for this job. You can apply for more jobs in Thane to get hired quickly.
The candidate should have sound communication skills and sound communication skills for this job.
Both Male and Female candidates can apply for this job.
No, it's not a work from home job and can't be done online. You can explore and apply for other work from home jobs in Thane at apna.
No work-related deposit needs to be made during your employment with the company.
Go to the apna app and apply for this job. Click on the apply button and call HR directly to schedule your interview.
The last date to apply for this job is . For more details, download apna app and find Full Time jobs in Thane . Through apna, you can find jobs in 64 cities across India. Join NOW!